The 2025 FINRA Annual Regulatory Oversight Report (the Report) provides member firms with insight into findings from the recent oversight activities of FINRA’s Member Supervision, Market Regulation and Enforcement programs (collectively, regulatory operations programs).| www.finra.org
Star outside business activity software keeps firms in the know on external employee activity like board roles, charitable donations, and directorships.| StarCompliance
Compare trades against global events and market activity. Centralize insider lists. Star insider trading software reduces the chance of market abuse.| StarCompliance
As Head of Business Development, Steve Brown is responsible for helping drive growth at Star, with a focus on go-to-market planning, data and vendor| StarCompliance
Employee personal trading compliance software assesses trade requests against a configurable rules engine, streamlining your pre-trade clearance system.| StarCompliance
Safeguard your business reputation, foster a culture of compliance, and mitigate risk with Star's comprehensive Employee Compliance software.| StarCompliance
Schedule a demo of the STAR Platform and see how our solution can improve your compliance program.| StarCompliance
The web-based STAR application provides a fast, automated system to improve the efficiency and effectiveness of regulatory compliance processes.| StarCompliance