In May 2025, the U.S. Department of Justice unveiled its “Focus, Fairness, and Efficiency in the Fight Against White-Collar Crime” memorandum, laying out| StarCompliance
Star Compliance AI & Compliance... The Conversation Continues. You Asked. We Answered. StarCompliance’s (Star) recent webinar, AI in Compliance: Regulatory and Risk Management, brought together an engaged audience| StarCompliance
The European Securities and Markets Authority (ESMA) has taken a major step forward in shaping the regulatory landscape for crypto assets across the| StarCompliance
And So Are Regulatory Expectations The Australian Securities and Investments Commission (ASIC) has released a major discussion paper highlighting the| StarCompliance
Star Compliance Crypto Under The Microscope. How FCA’s DP25/1 Sets the Stage for Stricter Compliance As part of its expanding crypto regulatory roadmap, the UK’s Financial Conduct Authority (FCA)| StarCompliance
Why does the FCA care about personal account dealing? We outline the current problems with PAD compliance & how automated software solutions can help.| StarCompliance
What is shadow trading, and how can you implement effective shadow monitoring? Take these precautionary steps to protect your firm.| StarCompliance
Aligning with FINRA’s Regulatory Priorities As financial firms navigate an evolving regulatory environment, the 2025 FINRA Annual Regulatory Oversight| StarCompliance
Examining Its Approach to Market Abuse in Crypto-Asset Markets. Regulation (EU) 2023/1114, commonly referred to as the Markets in Crypto-Assets Regulation| StarCompliance
Conflicts of interest remain one of the biggest risks in financial services—both for institutions and their employees. Quantifying the financial impact of| StarCompliance
The SEC Under the Direction of Paul Atkins As Donald Trump starts his second presidential term and Gary Gensler prepares to step down, Paul Atkins| StarCompliance
