What Is Insider Trading? (and How to Detect It)
Compliance software can help your firm get a handle on identifying and surfacing illegal insider trading. Here’s how.| StarCompliance
Compliance software can help your firm get a handle on identifying and surfacing illegal insider trading. Here’s how.| StarCompliance
Key Takeaways: The EU’s MiCA regulation introduces strict rules on market abuse, insider trading, and conflicts of interest, requiring crypto asset| StarCompliance
A Rule 10b5-1 Cautionary Tale When used properly, the U.S. Securities and Exchange Commission’s (SEC) Rule 10b5-1 trading plans are a valuable compliance| StarCompliance
Star Compliance Tokenized Stocks Raise Big Questions For Compliance Teams. Crypto compliance continues to evolve rapidly, with new headlines surfacing almost daily. The latest issue on the radar is the rise of tokenized stocks,| StarCompliance
The job of compliance officer has become a constantly evolving one. Our Compliance Officer's Ultimate Compliance Guide will keep you up to speed. We cover everything you need to know to build a strong compliance program for the modern age. From the experts at StarCompliance. Get your FREE copy now.| StarCompliance
Explore AI’s impact on compliance, risk management, human oversight, and emerging regulations. Gain key insights from Star’s AI & Compliance survey.| StarCompliance
The world has changed and compliance along with it. In this week's StarBlog, we preview the results of our benchmark survey of compliance in the COVID era.| StarCompliance
In May 2025, the U.S. Department of Justice unveiled its “Focus, Fairness, and Efficiency in the Fight Against White-Collar Crime” memorandum, laying out| StarCompliance
Star Compliance AI & Compliance... The Conversation Continues. You Asked. We Answered. StarCompliance’s (Star) recent webinar, AI in Compliance: Regulatory and Risk Management, brought together an engaged audience| StarCompliance
The European Securities and Markets Authority (ESMA) has taken a major step forward in shaping the regulatory landscape for crypto assets across the| StarCompliance
And So Are Regulatory Expectations The Australian Securities and Investments Commission (ASIC) has released a major discussion paper highlighting the| StarCompliance
Star Compliance Crypto Under The Microscope. How FCA’s DP25/1 Sets the Stage for Stricter Compliance As part of its expanding crypto regulatory roadmap, the UK’s Financial Conduct Authority (FCA)| StarCompliance
What is shadow trading, and how can you implement effective shadow monitoring? Take these precautionary steps to protect your firm.| StarCompliance
Aligning with FINRA’s Regulatory Priorities As financial firms navigate an evolving regulatory environment, the 2025 FINRA Annual Regulatory Oversight| StarCompliance
Examining Its Approach to Market Abuse in Crypto-Asset Markets. Regulation (EU) 2023/1114, commonly referred to as the Markets in Crypto-Assets Regulation| StarCompliance
Conflicts of interest remain one of the biggest risks in financial services—both for institutions and their employees. Quantifying the financial impact of| StarCompliance
The SEC Under the Direction of Paul Atkins As Donald Trump starts his second presidential term and Gary Gensler prepares to step down, Paul Atkins| StarCompliance
