Our Approach | StarCompliance
StarCompliance works in partnership with compliance teams to provide compliance software solutions that simplify every-day compliance processes.| StarCompliance
StarCompliance works in partnership with compliance teams to provide compliance software solutions that simplify every-day compliance processes.| StarCompliance
Utilize Star's Compliance Control Room solution to manage and monitor deal data, MNPI, insiders, and more to mitigate firm risk.| StarCompliance
Effectively demonstrate compliance to MAS by meeting requirements set forth by Singapore's Individual Accountability and Conduct regulation.| StarCompliance
Effectively demonstrate compliance to APRA and ASIC by meeting requirements set forth by Australia's BEAR and FAR regulations.| StarCompliance
Compare trades against global events and market activity to identify and investigate potential insider trading or market abuse activity.| StarCompliance
Star’s Firm Trade Surveillance automates the process of surfacing concerning firm trades that conflict with firm watch and restricted lists.| StarCompliance
Capture and monitor the flow of Material Non-Public Information (MNPI) across employees and the firm and mitigate MNPI abuse.| StarCompliance
Maintain an accurate record of employee private investments alongside other employee activities in StarCompliance Enterprise.| StarCompliance
Effectively demonstrate compliance to FCA by meeting requirements set forth by the SMCR (Senior Managers and Certification Regime) in the UK.| StarCompliance
Demonstrate compliance to the Central Bank of Ireland by meeting requirements set forth in the Individual Accountability Framework regulation.| StarCompliance
Align Training & Competency (T&C) efforts with a program for cultural improvement. Develop the competency of your people and focus on the right areas of business through risk-based oversight.| StarCompliance
Employee personal trading compliance software assesses trade requests against a configurable rules engine, streamlining your pre-trade clearance system.| StarCompliance
Safeguard your business reputation, foster a culture of compliance, and mitigate risk with Star's comprehensive Employee Compliance software.| StarCompliance
