Financial sanctions are essential government tools for achieving foreign policy objectives – and compliance is mandatory – but the sanctions landscape can be complex to navigate. Here we unpack some key questions around this important topic. Understand financial sanctions and why they matter. Uncover best-practice approaches for remaining compliant as well as the consequences for [...] The post Financial Sanctions: LSEG Risk Intelligence Answers Your Key Questions appeared first on Fintec...| Fintech Singapore
Our 10c-1a FAQ dives into components of the rule, implementation, timelines and the benefits of using EquiLend to support your reporting requirements.| EquiLend
Tookitaki's co-founder Jeeta Bandopadhyay discusses how AI is transforming banking compliance.| Digital Finance
There’s no doubt that new technologies are influencing almost every industry we can think of, and the legal industry is no exception. But how exactly is this new technology (often referred to as “legal tech”) starting to reshape the way legal professionals work and interact with clients? The legal industry is traditionally known for its […]| Quantum Zeno
On April 29th, FINRA formally submitted a request to the SEC requesting an extension of the compliance date to the Rule 10c-1a. Read our FAQ’s for the full detail.| EquiLend
US company takes majority stake in compliance and preservation software provider as private equity firm Maven achieves 5.1x return| BusinessCloud
HKMA's Arthur Yuen says the Silicon Valley Bank failure holds alarming lessons about digitizing finance.| Digital Finance