NASAA NASAA Releases 2025 Enforcement Report -
NASAA NASAA Releases 2025 Enforcement Report -| NASAA
NASAA today announced that the U.S. District Court for the Central District of California has entered a final judgment imposing approximately $25.6 million in restitution and an equal civil monetary penalty against Safeguard Metals LLC and its owner, Jeffrey Ikahn, for operating a fraudulent scheme targeting elderly and retirement-aged individuals. The post States and CFTC Secure Final Judgment Against Precious Metals Firm that Defrauded Elderly Adults appeared first on NASAA.| NASAA
NASAA NASAA Releases 2025 Enforcement Report -| NASAA
Twenty-eight academic leaders in securities and financial regulation are calling on Congress to reject provisions in the Responsible Financial Innovation Act of 2025 (RFIA) that would undermine the ability of state securities regulators to protect investors and combat fraud. The post Academic Leaders and Scholars Call on Congress to Keep States Essential Investor Protectors appeared first on NASAA.| NASAA
NASAA today announced that there will be no changes to the Investment Adviser Registration Depository (IARD) system fees for 2026. The waiver of IARD system fees for state-registered investment adviser firms will continue through 2026, and the initial set-up and annual system fees for investment adviser representatives will remain unchanged. The post NASAA Announces 2026 Fee Schedule for Investment Adviser Registration Depository System appeared first on NASAA.| NASAA
NASAA NASAA Releases Annual Report on State-Registered Investment Advisers -| NASAA
