The post 1789 Capital Raises $861 Million for MAGA Investments appeared first on Poliscio Analytics LLC.| Poliscio Analytics LLC
Whistleblowers seeking financial rewards from the SEC are running into a steep wall of procedural hurdles, and federal appeals courts aren’t inclined to offer lifelines. The post Procedural Hurdles Thwart Whistleblowers Seeking SEC Awards appeared first on Whistleblower Network News.| Whistleblower Network News
Le marché des cryptomonnaies repose sur certaines bases historiques, comme son ouverture 27 heures sur 24 et 7 jours sur 7 sans aucune interruption. Un modèle que les instances de contrôle américaines semblent vouloir appliquer aux marchés financiers traditionnels, mais ce n'est pas tout... L’article La SEC et la CFTC proposent une ouverture non-stop des marchés financiers sur le modèle crypto est apparu en premier sur Cryptoast.| Cryptoast
A report from the Securities Exchange Commission is raising alarms about the SEC staff’s ability to review corporate disclosures, amid painful personnel cutbacks and changes to the regulatory climate that might lead to even more work for those fewer SEC staffers still on the job. The report, released Wednesday by the SEC inspector general, found… The post Report Warns on SEC Disclosure Reviews appeared first on Radical Compliance.| Radical Compliance
Plus de 90 demandes d'ETF crypto seraient désormais en attente d'approbation sur le bureau de la SEC américaine. On fait le point.| Cryptoast
Investors in the stock market generally benefit from capital appreciation, dividends, or both. While none of these is guaranteed, over| Nairametrics
A few individuals who were once highly respected have turned NASD, a once-benign institution, into a playground for personal power| Nairametrics
Gemini has now submitted an initial public offering application with the US Securities and Exchange Commission (SEC).| Bitcoinist.com
Ole Miss Football players stretch to begin Tuesday's fall camp. Photo by Russ Eddins. Ole Miss Football fall camp kicked| The Daily Mississippian
Texas is getting early buzz as national title contenders in 2025, but one analyst warns that Arch Manning's lack of experience could hold them back.| PFSN
SEI price is showing signs of a potential bullish reversal amid building anticipation around a potential staked SEI exchange-traded fund from Canary Capital.| crypto.news
Tron Inc. files $1B shelf registration with the SEC, signaling plans to expand its TRX treasury and deepen its shift from toy maker to crypto-native corporate player.| crypto.news
ONDO is poised for another breakout attempt from a double bottom pattern, with a potential target near $1.70, representing an upside of about 60% from the current level.| crypto.news
Rostin Behnam, chair of the U.S. CFTC, will resign on January 20, the same day as Donald Trump’s inauguration as America’s 47th President.| crypto.news
The top securities regulator in the US is pausing Bitwise's plan to convert its Bitwise 10 Crypto Index Fund (BITW) into a spot exchange-traded fund (ETF) almost immediately after approving it.| The Daily Hodl
House lawmakers are proposing to reduce funding for the Community Development Financial Institutions Fund below current levels, although not as| ABA Banking Journal
The Financial Crimes Enforcement Network today announced it intends to postpone the effective date of a new rule to require| ABA Banking Journal
The Securities and Exchange Commission needs to provide more clarity and guidance about recent amendments to its data breach standards| ABA Banking Journal
As you step into a new chief compliance officer (CCO) role, you know you have your work cut out for you. Regardless of your path to the role, whether through a promotion or by joining a new private equity firm, it’s crucial you start strong and hit the ground running. What does that look like? The post 7 Tips for a new chief compliance officer in private equity appeared first on Ontra.| Ontra
Corp Fin has just posted some new CDIs related to M&A transactions, more specifically, a revised CDI related to Form S-4 and lock-up agreements and a new group of CDIs related primarily to material changes in tender offers. To see a summary of the CDIs, please see the full blog post published on Cooley PubCo.| Cooley M&A
Allowing employees to use generative AI (“GenAI”) comes with significant risks—such as the loss of confidentiality over sensitive firm and client information, mistakes occurring in important documents or decisions, loss of critical skills, and potential violations of contractual obligations and regulatory requirements. That said, one of the biggest AI risks comes from not letting employees [...]| Debevoise Data Blog
Crypto firm Ripple asserts independence as former Linqto CEO faces accusations of share price manipulation by US regulators.| CryptoSlate
Zoomcar has experienced a significant data breach affecting 8.4 million users. This marks their second major incident in seven years.| Polymer
Covington is pleased to announce that it has revised and updated its comprehensive 50-state survey of pay-to-play laws for 2025. Companies doing business with the federal government or state and local governments and companies operating in regulated industries are subject to a dizzying array of “pay-to-play” rules. These rules effectively prohibit company executives and employees... Continue Reading…| Inside Political Law
Debevoise’s Data Strategy and Security group recently assisted five leading financial services industry trade associations in preparing a joint rulemaking petition in response to the Securities and Exchange Commission’s (“SEC”) cybersecurity disclosure rule. The rule was adopted in July 2023 to enhance and standardize disclosures regarding cybersecurity risk management, strategy, governance and incidents. Debevoise worked [...]| Debevoise Data Blog
On February 20, 2025, the SEC announced the creation of the Cyber and Emerging Technologies Unit (“CETU”) to focus on “combatting cyber-related misconduct and to protect retail investors from bad actors in the emerging technologies space.” In this blog post, we provide an overview of the announcement, which illustrates that the Trump administration will continue [...]| Debevoise Data Blog
As we approach the end of the year, here are the Top 10 SEC Cyber/AI posts on the Debevoise Data Blog in 2024 by page views. If you are not already a Blog subscriber, click here to sign up. 100 Days of Cybersecurity Incident Reporting on Form 8-K: Lessons Learned (March 28, 2024) On December [...]| Debevoise Data Blog
On October 22, 2024, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges in separate actions against four technology companies—Avaya Holdings Corp. (“Avaya”), Check Point Software Technologies Ltd. (“Check Point”), Mimecast Limited (“Mimecast”), and Unisys Corp. (“Unisys”)—each of which was a downstream victim of the unprecedented 2020 cyber-attack in which threat actors believed [...]| Debevoise Data Blog
On July 18, 2024, in the landmark SEC v. SolarWinds Corp. case, U.S. District Judge Paul Engelmayer dismissed the majority of the claims brought by the U.S. Securities and Exchange Commission (the “SEC”) against SolarWinds Corporation (“SolarWinds”), including the SEC’s previously untested claim that alleged deficiencies in SolarWinds’ cybersecurity controls amounted to violations of the internal accounting [...]| Debevoise Data Blog
June 27, 2024 On June 24, 2024, the staff of the Division of Corporation Finance of the Securities and Exchange Commission (the “SEC”) released five new Compliance & Disclosure Interpretations (“C&DIs”) relating to the disclosure of material cybersecurity incidents under Item 1.05 of Form 8-K. A summary of the updates is below, followed by the [...]| Debevoise Data Blog
In an unprecedented settlement, on June 18, 2024, the U.S. Securities & Exchange Commission (the “SEC”) announced that communications and marketing provider R.R. Donnelley & Sons Co. (“RRD”) agreed to pay approximately $2.1 million to resolve charges arising out of its response to a 2021 ransomware attack. According to the SEC, RRD’s response to the [...]| Debevoise Data Blog
The Russia-born coder, who built ethereum in his late teens, doesn't stay long in one place anymore. Meanwhile, the list of places he won't go keeps growing.| CNBC
President Bola Ahmed Tinubu has signed into law the Investment and Securities Act (ISA) 2025, marking a major milestone in| Nairametrics
In a May 12, 2025 Keynote Address before the U.S. Securities and Exchange Commission (“SEC”) Crypto Task Force’s fourth industry roundtable on digital assets, newly-minted Chair Paul Atkins laid out a sweeping vision for modernizing the U.S. securities framework to accommodate blockchain-based assets. His remarks reflect a sharp departure from his predecessor’s enforcement-heavy stance and outline a more rules-based, innovation-oriented approach. Atkins... Continue Reading| Law of The Ledger
President Donald Trump has tapped CFTC commissioner Caroline Pham as the regulator’s acting commissioner.| crypto.news
Your email address will not be published.| The International Society for Ecological Economics
Article by John Joy, Managing Attorney, FTI Law. Sanctions are legal restrictions that prohibit U.S. persons and businesses from doing business with certain entities and in certain regions. Sancti…| ftilaw.com
SEC Staff seeking authority to issue subpoenas must now obtain Commission approval. On March 10, 2025, in a vote that fell along party lines, the| Beyond the First 100 Days
By Stone Washington and William Happer In March last year, the Securities and Exchange Commission (SEC) issued its climate risk disclosure rule, called “The Enhancement and Standardization of Climate-Related Disclosures for Investors.” It requires companies to report enormously costly and voluminous data on their carbon dioxide and other greenhouse gas (GHG) emissions. With this rule, the SEC seeks “to achieve … Read more| CO2 Coalition
The Trump White House unveiled a new executive order that illegally undermines the congressionally-mandated independence of federal agencies that have a statutory obligation to regulate impartially in order to protect the public. A fact sheet that accompanied the executive order singled out the Securities and Exchange Commission, which regulates the stock markets, the Federal Trade Commission, which enforces antitrust law and consumer protection statutes, and the Federal Election Commission, ...| Americans for Financial Reform
Disney dumped two DEI initiatives in its latest filing with the SEC. However, many believe the company might just be hiding its DEI agenda.| That Park Place
Review the SEC’s top exam priorities and compliance dates for 2025 and learn how Ontra’s AI-powered platform supports private fund’s compliance programs.| Ontra
Rumors are circulating that Kamala Harris will nominate Gary Gensler as Treasury Secretary if Harris wins the presidential election in November| crypto.news
In 2024, the U.S. Securities and Exchange Commission (SEC) continued to award whistleblowers who voluntarily provided original information which contributed| Whistleblower Network News
The EI Group and ERI began a joint blog series in January titled, “Banks, Borrowers, and Climate Change” that focuses on the Securities and Exchange Commission (SEC) and financed emissions. We have […] The post Banks, Borrowers and Climate Change: The SEC Releases its Rule on Climate Disclosure: Potential Impacts to Your Business first appeared on Environmental Risk Innovations.| Environmental Risk Innovations
The EI Group, in collaboration with Environmental Risk Innovations (ERI), recently launched a joint blog series which outlines the impact of the SEC’s proposed climate disclosure rule, which will require all […] The post Banks, Borrowers and Climate Change: How Disclosure of GHG Emissions Will Impact the Lending Process for Publicly Traded Corporations first appeared on Environmental Risk Innovations.| Environmental Risk Innovations
As climate change becomes an increasing risk to financial stability—whether from natural disasters such as hurricanes, rising sea levels and wildfires, or to corporations from increased costs associated with transition […] The post The SEC Targets Financed Emissions: Banks, Borrowers and Climate Change first appeared on Environmental Risk Innovations.| Environmental Risk Innovations
As artificial intelligence reshapes the business landscape, the SEC is gearing up for a new era of oversight. With a| Corporate Compliance Insights
The billionaire Winklevoss twins have each donated $1 million in BTC to ex-President Donald Trump| crypto.news
Brian Armstong says next Chairman should stop all "frivolous" lawsuits against crypto companies and apologize to the Americans.| crypto.news
A proposed rule to establish uniform financial data standards across regulatory agencies should either be revised to comply with federal| ABA Banking Journal
Data Breach Securities Class Actions: Record Settlements and Investor Claims on the Rise Data breach related securities class action filings are on the ...| The Harvard Law School Forum on Corporate Governance
On September 5, the whistleblower law firm Kohn, Kohn & Colapinto (KKC) announced that former Securities and Exchange Commission (SEC)| Whistleblower Network News
On August 26, the U.S. Securities and Exchange Commission (SEC) granted $24 million in whistleblower awards to two individuals. One| Whistleblower Network News
On August 23, the U.S. Securities and Exchange Commission (SEC) announced whistleblower awards totaling more than $99 million. In one| Whistleblower Network News
Summary Teaser: Howell E. Jackson revisits George Stigler’s famous 1964 critique of the Securities and Exchange Commission and particularly his critique of the work of SEC lawyer Milton Cohen, who headed the SEC’s Special Study of Securities Markets in the early 1960s. Although time has validated Cohen’s intuitions regarding the value of expanding SEC oversight into over-the-counter markets, Stigler’s call for more careful economic analysis supported by robust empirical justificatio...| ProMarket
Joel Seligman's article examines the historical debate surrounding the Securities and Exchange Commission's mandatory corporate disclosure system, focusing on George Stigler's influential 1964 critique and subsequent discussions. While acknowledging Stigler's role in sparking important questions about regulatory necessity, Seligman argues that critics often underestimated the historical evidence of securities fraud and the need for public market confidence, ultimately defending the continued ...| ProMarket
Discover how private equity chief compliance officers are using AI to enhance efficiency and reduce risk amid a tough regulatory environment.| Ontra
For now, the U.S. Supreme Court’s decision in SEC v. Jarkesy applies only to SEC statutory fraud claims. But the| Corporate Compliance Insights
On July 18, 2024, US District Judge Paul Engelmayer of the Southern District of New York issued a detailed 107-page opinion and order dismissing| cyber/data/privacy insights
While SEC Regulation S-P has been around for decades, recent updates place a larger emphasis on cybersecurity. Here is what you need to know about the updates.| FRSecure
There are a number of US Securities and Exchange Commission (SEC) reporting implications arising from the server-related outages caused by CrowdStrike’s| cyber/data/privacy insights
On June 18, 2024, the Securities and Exchange Commission (SEC) announced that it had settled claims against RR Donnelley (RRD) related to a 2021| cyber/data/privacy insights
Discover how Insight from Ontra can help private fund advisers navigate intense regulatory scrutiny and new rules.| Ontra
In March 2024, a coalition of more than 50 cybersecurity leaders and organizations called for dismissal of an amended complaint by the Securities and| cyber/data/privacy insights
In February 2024, the SEC and CFTC amended Form PF, the confidential reporting form for many registered private fund advisers.| Ontra
An in-depth look at the SEC exam process and how private equity firms can prepare with Insight, an AI-powered solution.| Ontra
Media Contacts:| Green Century
With 8-K reporting obligations for “material” cybersecurity incidents under the new Securities and Exchange Commission (SEC) rules becoming effective as| cyber/data/privacy insights
What is something worth ? A building, a pen, a stock, a cryptocurrency, gold, Intellectual property, any asset? Valuing something we own has always been more art than science. | blog maverick
Alabama football is a pretty big deal. And so are Big Al's Red Velvet Whoopie Pies. With only 6 ingredients, these are a fun way to celebrate your next Alabama Tailgate. Crimson velvet cake sandwiches filled with sweet buttercream frosting are the perfect dessert treat for Saturday in the South. Roll Pie!| Buy This Cook That