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Investment Executive
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CSA seeks sales practices reforms | Investment Executive
https://www.investmentexecutive.com/news/from-the-regulators/csa-seeks-sales-practices-reforms/
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Tagged with:
conflicts of interest
mutual funds
from the regulators
regulatory reform
sales practices
mutual fund dealers
mutual fund regulations
commissions and fees
dsc mutual funds
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Proposals aim to boost investor protection around proprietary fund sales
