Background Under U.S. securities laws, issuers are strictly prohibited from offering or implying “guaranteed returns” to investors in connection with the sale of securities. This applies to both public and private offerings, including those conducted under Regulation D (Rules 506(b) and 506(c)). Key Legal Considerations Regulatory Risk and Liability Permissible Language Conclusion Securities laws prohibit […] The post Why Guaranteed Returns Are Prohibited in Securities Offerings appeare...
