What Is Insider Trading? (and How to Detect It)
Compliance software can help your firm get a handle on identifying and surfacing illegal insider trading. Here’s how.| StarCompliance
Insider Trading, Confidential Information & Conflicts of Interest in 2025 Australia’s regulators have placed people risk at the center of market integrity policy. The post Australia’s Compliance Crossroads appeared first on StarCompliance.| StarCompliance
Collaborating with Clients to Strengthen Compliance Every Day In today’s complex regulatory environment, maintaining employee and firm compliance is more than a legal requirement. The post StarCompliance – More Than Technology, A True Partner appeared first on StarCompliance.| StarCompliance
Compliance software can help your firm get a handle on identifying and surfacing illegal insider trading. Here’s how.| StarCompliance
With a purpose-built dedicated SMCR solution, your firm can manage risk and compliance in an efficient, cost-effective and far more transparent way to provide assurance to regulators and key stakeholders.| StarCompliance
The Central Bank of Ireland believes better governance means better culture. Here’s what the regulator will expect under SEAR and how software can help.| StarCompliance
In the second part of this blog series, get insights into what changes are coming to financial regulatory compliance in 2023 & ensure you are protected.| StarCompliance
The right tech supports existing processes. Learn how competency management software does just that, and future-proofs your IAC Guideline compliance processes.| StarCompliance
Effectively demonstrate compliance to MAS by meeting requirements set forth by Singapore's Individual Accountability and Conduct regulation.| StarCompliance
Effectively demonstrate compliance to APRA and ASIC by meeting requirements set forth by Australia's BEAR and FAR regulations.| StarCompliance
Find out how firms are using regtech solutions to stay compliant with new and existing global financial accountability regimes.| StarCompliance
Download STAR's Checklist and ensure you're able to comply with the Central Bank of Ireland’s (CBI) Individual Accountability Framework (IAF).| StarCompliance
This guide helps firms worldwide navigate evolving compliance challenges with confidence, covering key regulations, best practices, and optimization strategies. Download our guide to strengthen your global employee compliance program and stay ahead of risks.| StarCompliance
The Hidden Risk Compliance Teams Can’t Afford to Miss The total market capitalization of publicly traded companies holding cryptocurrency has surged to $160 billion,… The post Crypto On The Balance Sheet appeared first on StarCompliance.| StarCompliance
Over the next 18 to 24 months, the UK’s Senior Managers and Certification Regime (SMCR) is expected to undergo reform. The post SMCR Is Evolving – Accountability Still Leads The Way appeared first on StarCompliance.| StarCompliance
What Firms Need to Know to Stay Compliant The Financial Conduct Authority (FCA) has issued new guidance aimed at improving the quality and consistency… The post FCA Raises The Bar For Senior Management Applications appeared first on StarCompliance.| StarCompliance
In the constantly shifting landscape of crypto regulation, clear leadership and forward-thinking policies are more essential than ever. On July 31, 2025, U.S. The post Project Crypto: The SEC’s Regulatory Reboot for the Digital Asset Era appeared first on StarCompliance.| StarCompliance
Streamlining Compliance Supervision and Risk Management Rockville, MD – August 5, 2025 – StarCompliance (Star), a global leader in employee and firm compliance technology,… The post StarCompliance Transforms Outside Business Activities Oversight With Powerful New Capabilities appeared first on StarCompliance.| StarCompliance
New regulatory compliance challenges emerge On Thursday, August 7, an executive order was signed permitting alternative assets such as private equity, cryptocurrencies, and real… The post Private Markets In 401(k)s: A New Era In Retirement Investing appeared first on StarCompliance.| StarCompliance
Key Takeaways: The EU’s MiCA regulation introduces strict rules on market abuse, insider trading, and conflicts of interest, requiring crypto asset| StarCompliance
Compare trades against global events and market activity to identify and investigate potential insider trading or market abuse activity.| StarCompliance
StarCompliance Enterprise simplifies conflict monitoring and regulatory compliance, helping firms reduce risk and stay ahead with confidence.| StarCompliance
A Rule 10b5-1 Cautionary Tale When used properly, the U.S. Securities and Exchange Commission’s (SEC) Rule 10b5-1 trading plans are a valuable compliance| StarCompliance
Star Compliance Tokenized Stocks Raise Big Questions For Compliance Teams. Crypto compliance continues to evolve rapidly, with new headlines surfacing almost daily. The latest issue on the radar is the rise of tokenized stocks,| StarCompliance
As the Head of NA Relationship Management at StarCompliance, Michael Alger plays a key role in ensuring Star’s clients are keeping pace with the| StarCompliance
Star’s Firm Trade Surveillance automates the process of surfacing concerning firm trades that conflict with firm watch and restricted lists.| StarCompliance
In today’s fast-evolving regulatory landscape, a robust Training & Competency (T&C) framework is essential—not only for meeting regulatory| StarCompliance
The job of compliance officer has become a constantly evolving one. Our Compliance Officer's Ultimate Compliance Guide will keep you up to speed. We cover everything you need to know to build a strong compliance program for the modern age. From the experts at StarCompliance. Get your FREE copy now.| StarCompliance
As Head of Marketing, Lauren St. Amand defines Star’s global marketing strategy, & oversees planning & execution with a focus on driving growth & establishing brand equity in new markets.| StarCompliance
What is the SMCR, and how can your firm stay compliant? Find best practices, potential challenges, and more in this blog post.| StarCompliance
Training and competence should forever be intertwined, and the success of any T&C management initiative centers on a culture that supports learning.| StarCompliance
A successful business depends on developing employees who perform at their best. T&C regulation and the right compliance software can accomplish just this.| StarCompliance
Risk scores move organizations beyond rules-based compliance and toward predictive compliance. Read how individual risk scores fuel risk mitigation.| StarCompliance
The Compliance Officer's Ultimate Guide To Employee Compliance is a comprehensive resource offering actionable advice on how to build a compliance program at your firm that will keep you up to date, up to speed, and in the know.| StarCompliance
Star Compliance MNPI Management Software. MNPI & Enterprise Conflicts MNPI Management Make faster, smarter decisions and reduce firm risk with our full-service solution used by enterprise| StarCompliance
Star reporting tools and dashboard analytics give compliance teams and supervisors the actionable data they need to make informed business decisions.| StarCompliance
Explore AI’s impact on compliance, risk management, human oversight, and emerging regulations. Gain key insights from Star’s AI & Compliance survey.| StarCompliance
Find out how financial service firms around the globe are approaching employee crypto-trading from a compliance perspective in Star’s annual market survey| StarCompliance
Find out how financial services firms around the globe are approaching the use of artificial intelligence (AI) in their employee compliance platforms.| StarCompliance
Star Compliance Juneteeth And The Heart of Compliance . Building a Culture That Reflects Our Shared Values In a world where so much can divide us - our backgrounds, beliefs, experiences, even the roles we play| StarCompliance
Industry Leaders Exchange Insights About the Future of Compliance There are moments when you find yourself listening in on a conversation so full of| StarCompliance
Artificial Intelligence (AI) began as a bold concept at the Dartmouth Summer Research Project in 1956, where researchers first suggested that machines| StarCompliance
Effective training has no end. Here’s how to ensure ongoing compliance software training offers value to employees and drives adoption.| StarCompliance
Star private investments software lets your employees quickly and easily declare non-publicly traded investments using fully customizable forms.| StarCompliance
Star political contributions and donations software tracks employee political activity so limits violating firm rules or client interests aren't exceeded.| StarCompliance
Star outside business activity software keeps firms in the know on external employee activity like board roles, charitable donations, and directorships.| StarCompliance
Compare trades against global events and market activity. Centralize insider lists. Star insider trading software reduces the chance of market abuse.| StarCompliance
Ensure anti-bribery regulations aren't breached. Star gifts, entertainment, and hospitality software makes pre-clearing and reporting spends easy.| StarCompliance
Written for financial compliance teams, every week we take you in-depth on best practices, product news, industry insights, regulatory updates, and more.| StarCompliance
The world has changed and compliance along with it. In this week's StarBlog, we preview the results of our benchmark survey of compliance in the COVID era.| StarCompliance
Regulators use certs completion rates as a gauge of compliance program health. Getting certs right means getting process and tech right. Here's how to do it.| StarCompliance
Star's solution collects and organizes deal-information and MNPI so you can more easily manage and monitor risk. All from a single platform.| StarCompliance
StarCompliance Accountability & Competency. SOlutions Global Accountability & Competency Accountability regimes have increased globally by 300% over the past five years. Meet this new wave of| StarCompliance
As Head of Business Development, Steve Brown is responsible for helping drive growth at Star, with a focus on go-to-market planning, data and vendor| StarCompliance
Discover key regulatory trends, compliance best practices, and insights to manage the evolving digital marketplace and build a strong employee compliance crypto program with confidence.| StarCompliance
StarCompliance provides the highest standards of personalized service and support to clients implementing the STAR platform.| StarCompliance
Star Compliance The $8.2 Billion Wake-Up Call . Why Your Firm Needs Smarter Trade Surveillance In fiscal year 2024, the Securities and Exchange Commission (SEC) secured a record-breaking $8.2 billion in| StarCompliance
Smarter surveillance to detect risks faster and act with confidence Rockville, MD – June 11, 2025 – StarCompliance (Star), a global leader in| StarCompliance
Insights from Industry Leaders In today’s rapidly evolving regulatory landscape, protecting your business, your customers, and your reputation| StarCompliance
Meet StarCompliance’s New Premium Support Program Achieving success in employee compliance takes more than powerful technology—it requires a true| StarCompliance
Your Ultimate Guide to Smarter, Stronger Compliance Programs At Star, we have the privilege of working alongside some of the sharpest minds in| StarCompliance
In May 2025, the U.S. Department of Justice unveiled its “Focus, Fairness, and Efficiency in the Fight Against White-Collar Crime” memorandum, laying out| StarCompliance
Star Compliance Educate To Elevate: Mastering Employee Compliance Software . Industry Training for Effective Risk Management In the fast-paced world of employee regulatory compliance, staying up to date with the latest tools and| StarCompliance
Discover how Star is redefining firm trade surveillance—smarter, faster, and more powerful than ever.| StarCompliance
Find out how this AI-assisted tool streamlines marketing and advertising review to meet FINRA and SEC guidelines, detecting unsubstantiated claims and misrepresentations, reducing bottlenecks, and delivering compliant communications at scale.| StarCompliance
Star Compliance AI & Compliance... The Conversation Continues. You Asked. We Answered. StarCompliance’s (Star) recent webinar, AI in Compliance: Regulatory and Risk Management, brought together an engaged audience| StarCompliance
The European Securities and Markets Authority (ESMA) has taken a major step forward in shaping the regulatory landscape for crypto assets across the| StarCompliance
Effectively demonstrate compliance to FCA by meeting requirements set forth by the SMCR (Senior Managers and Certification Regime) in the UK.| StarCompliance
Demonstrate compliance to the Central Bank of Ireland by meeting requirements set forth in the Individual Accountability Framework regulation.| StarCompliance
With the first Consumer Duty implementation looming, find out how firms and compliance professionals can start getting prepared to meet new FCA requirements.| StarCompliance
And So Are Regulatory Expectations The Australian Securities and Investments Commission (ASIC) has released a major discussion paper highlighting the| StarCompliance
Star Compliance Crypto Under The Microscope. How FCA’s DP25/1 Sets the Stage for Stricter Compliance As part of its expanding crypto regulatory roadmap, the UK’s Financial Conduct Authority (FCA)| StarCompliance
Why does the FCA care about personal account dealing? We outline the current problems with PAD compliance & how automated software solutions can help.| StarCompliance
What is shadow trading, and how can you implement effective shadow monitoring? Take these precautionary steps to protect your firm.| StarCompliance
Aligning with FINRA’s Regulatory Priorities As financial firms navigate an evolving regulatory environment, the 2025 FINRA Annual Regulatory Oversight| StarCompliance
Andy Atkinson joined StarCompliance in 2022 and is the Head of Product Management for Star’s Accountability & Competency solutions. Andy has over 25| StarCompliance
Align Training & Competency (T&C) efforts with a program for cultural improvement. Develop the competency of your people and focus on the right areas of business through risk-based oversight.| StarCompliance
Employee personal trading compliance software assesses trade requests against a configurable rules engine, streamlining your pre-trade clearance system.| StarCompliance
Safeguard your business reputation, foster a culture of compliance, and mitigate risk with Star's comprehensive Employee Compliance software.| StarCompliance
Crypto Compliance Unchained Digital Asset Service Providers (DASPs) operate in an increasingly complex regulatory environment where compliance| StarCompliance
Star Compliance A Regulator & A Prosecutor Walk Into A Bar: Shadow Trading Unveiled. In the complex world of regulatory compliance, understanding the perspectives of both regulators and prosecutors is critical for any organization, and| StarCompliance
ESMA’s Proposed Proficiency Standards The European Securities and Markets Authority (ESMA) is rolling out new guidelines under the Markets in| StarCompliance
Examining Its Approach to Market Abuse in Crypto-Asset Markets. Regulation (EU) 2023/1114, commonly referred to as the Markets in Crypto-Assets Regulation| StarCompliance
Conflicts of interest remain one of the biggest risks in financial services—both for institutions and their employees. Quantifying the financial impact of| StarCompliance
The SEC Under the Direction of Paul Atkins As Donald Trump starts his second presidential term and Gary Gensler prepares to step down, Paul Atkins| StarCompliance
The Individual Accountability Framework (Ireland) establishes standards for employee conduct to mitigate risk and enhance trust in financial services.| StarCompliance
Schedule a demo of the STAR Platform and see how our solution can improve your compliance program.| StarCompliance
The web-based STAR application provides a fast, automated system to improve the efficiency and effectiveness of regulatory compliance processes.| StarCompliance
The leading crypto compliance solution on the market— A seamless crypto trading experience streamlines pre-trade clearance and post-trade monitoring firms need to mitigate risk.| StarCompliance
Preparing Compliance Teams for Emerging Challenges 2024 has been a year of maturation for cryptocurrency. 2021 was the boom, 2022 was the bust, 2023 was| StarCompliance
