Turning Compliance Into A Global Advantage | StarCompliance
The Global-Local Demands of Compliance Officers Global firms face an ongoing challenge: how to maintain consistency across their compliance programs while| StarCompliance
What’s Hiding in Your Employee and Firm Trading Data? The post From Shadows To Skeletons appeared first on StarCompliance.| StarCompliance
Tokenization, the process of issuing traditional financial assets such as equities, funds, or real estate on blockchain infrastructure, has quietly moved from theoretical to… The post The Tokenization Shift Has Gone Mainstream And Compliance Can’t Afford To Sit Out appeared first on StarCompliance.| StarCompliance
MiCA, MFSA Oversight, and Practical Compliance Tech With the European Union’s Markets in Crypto-Assets (MiCA) regulation now in a transitional (“grandfathering”) period, Malta has… The post Navigating Crypto Regulation In Malta appeared first on StarCompliance.| StarCompliance
U.S. and U.K. The post A Transatlantic Benchmark For Digital Finance appeared first on StarCompliance.| StarCompliance
As we move through the final stretch of the year, many organizations are entering a pivotal moment: budgeting season. The post Budgeting Now For Smarter Compliance In 2026 appeared first on StarCompliance.| StarCompliance
‘Same Risk, Same Rules’ Australia is taking a decisive step toward bringing digital assets into the financial mainstream. The post Australia’s New Digital Asset Regulations appeared first on StarCompliance.| StarCompliance
Unusual Trading Ahead of Crypto-Treasury Deals Draws Regulatory Scrutiny The announcement of Project Crypto by the Securities and Exchange Commission (SEC) Chairman Paul Atkins in July signaled… The post When Market Momentum and Compliance Collide appeared first on StarCompliance.| StarCompliance
Join Forces to Make Enterprise-Grade Employee Compliance Accessible to Every Firm Rockville, MD – September 30, 2025 – StarCompliance (Star), the global leader in employee & firm compliance… The post StarCompliance and Salus GRC appeared first on StarCompliance.| StarCompliance
Shining a spotlight on the people who keep organizations accountable and resilient. The post Cheers To Compliance Officers Everywhere! appeared first on StarCompliance.| StarCompliance
The Global-Local Demands of Compliance Officers Global firms face an ongoing challenge: how to maintain consistency across their compliance programs while| StarCompliance
StarCompliance Enterprise simplifies conflict monitoring and regulatory compliance, helping firms reduce risk and stay ahead with confidence.| StarCompliance
How AI is Changing the Game in Employee Compliance We look at how compliance professionals are beginning to harness the power of AI to accelerate| StarCompliance
Find out how you can harness the power of ‘Big Data’ in your employee compliance programs to get actionable insights for your organization & drive growth.| StarCompliance
This guide helps firms worldwide navigate evolving compliance challenges with confidence, covering key regulations, best practices, and optimization strategies. Download our guide to strengthen your global employee compliance program and stay ahead of risks.| StarCompliance
StarCompliance works in partnership with compliance teams to provide compliance software solutions that simplify every-day compliance processes.| StarCompliance
Utilize Star's Compliance Control Room solution to manage and monitor deal data, MNPI, insiders, and more to mitigate firm risk.| StarCompliance
The Financial Conduct Authority (FCA) has recently communicated with firms in the Asset Management and Alternatives sector to build on the supervisory| StarCompliance
Tech-Enabled Accountability: Building a Compliant & Resilient FAR Framework| StarCompliance
Join Star for an interactive chat on the current state of financial services compliance and the key developments that regulated firms need to be aware of.| StarCompliance
This marked the beginning of extreme global transformation that would push compliance teams to navigate unprecedented challenges.| StarCompliance
Find out how financial services firms around the globe are approaching the use of artificial intelligence (AI) in their employee compliance platforms.| StarCompliance
Here's What You Need to Know After years of being locked out, UK retail investors are finally getting regulated access to crypto exchange-traded notes| StarCompliance
Star Compliance StarCompliance Launches Sales Compliance Review. Bringing Automation to Sales Oversight in the United Kingdom YORK, UK – September 10, 2025 – StarCompliance (Star), a global leader in employee and firm| StarCompliance
Despite extensive compliance training, policies, and certifications, these three cases prove that personal greed continues to drive insider trading| StarCompliance
What Compliance Teams Need to Know The landscape for spot crypto trading is changing rapidly, and compliance teams need to stay ahead of the curve. The| StarCompliance
Star Compliance Consumer Duty Still Challenging For Many Firms . StarCompliance Responds with Sales Compliance Review The UK’s Financial Conduct Authority (FCA) has made it clear: under Consumer Duty, firms must put| StarCompliance
StarCompliance provides the highest standards of personalized service and support to clients implementing the STAR platform.| StarCompliance
Compliance software can help your firm get a handle on identifying and surfacing illegal insider trading. Here’s how.| StarCompliance
The Central Bank of Ireland believes better governance means better culture. Here’s what the regulator will expect under SEAR and how software can help.| StarCompliance
In the second part of this blog series, get insights into what changes are coming to financial regulatory compliance in 2023 & ensure you are protected.| StarCompliance
Effectively demonstrate compliance to MAS by meeting requirements set forth by Singapore's Individual Accountability and Conduct regulation.| StarCompliance
Effectively demonstrate compliance to APRA and ASIC by meeting requirements set forth by Australia's BEAR and FAR regulations.| StarCompliance
Find out how firms are using regtech solutions to stay compliant with new and existing global financial accountability regimes.| StarCompliance
Download STAR's Checklist and ensure you're able to comply with the Central Bank of Ireland’s (CBI) Individual Accountability Framework (IAF).| StarCompliance
Key Takeaways: The EU’s MiCA regulation introduces strict rules on market abuse, insider trading, and conflicts of interest, requiring crypto asset| StarCompliance
Compare trades against global events and market activity to identify and investigate potential insider trading or market abuse activity.| StarCompliance
A Rule 10b5-1 Cautionary Tale When used properly, the U.S. Securities and Exchange Commission’s (SEC) Rule 10b5-1 trading plans are a valuable compliance| StarCompliance
Star Compliance Tokenized Stocks Raise Big Questions For Compliance Teams. Crypto compliance continues to evolve rapidly, with new headlines surfacing almost daily. The latest issue on the radar is the rise of tokenized stocks,| StarCompliance
In today’s fast-evolving regulatory landscape, a robust Training & Competency (T&C) framework is essential—not only for meeting regulatory| StarCompliance
Capture and monitor the flow of Material Non-Public Information (MNPI) across employees and the firm and mitigate MNPI abuse.| StarCompliance
Explore AI’s impact on compliance, risk management, human oversight, and emerging regulations. Gain key insights from Star’s AI & Compliance survey.| StarCompliance
Star Compliance Juneteeth And The Heart of Compliance . Building a Culture That Reflects Our Shared Values In a world where so much can divide us - our backgrounds, beliefs, experiences, even the roles we| StarCompliance
Star Compliance In The Room Where It Happened…. Industry Leaders Exchange Insights About the Future of Compliance There are moments when you find yourself listening in on a conversation so full of| StarCompliance
Maintain an accurate record of employee private investments alongside other employee activities in StarCompliance Enterprise.| StarCompliance
Written for financial compliance teams, every week we take you in-depth on best practices, product news, industry insights, regulatory updates, and more.| StarCompliance
As Head of Business Development, Steve Brown is responsible for helping drive growth at Star, with a focus on go-to-market planning, data and vendor| StarCompliance
Discover key regulatory trends, compliance best practices, and insights to manage the evolving digital marketplace and build a strong employee compliance crypto program with confidence.| StarCompliance
Your Ultimate Guide to Smarter, Stronger Compliance Programs At Star, we have the privilege of working alongside some of the sharpest minds in| StarCompliance
In May 2025, the U.S. Department of Justice unveiled its “Focus, Fairness, and Efficiency in the Fight Against White-Collar Crime” memorandum, laying out| StarCompliance
Star Compliance Educate To Elevate: Mastering Employee Compliance Software . Industry Training for Effective Risk Management In the fast-paced world of employee regulatory compliance, staying up to date with the latest tools and| StarCompliance
Discover how Star is redefining firm trade surveillance—smarter, faster, and more powerful than ever.| StarCompliance
Star Compliance AI & Compliance... The Conversation Continues. You Asked. We Answered. StarCompliance’s (Star) recent webinar, AI in Compliance: Regulatory and Risk Management, brought together an engaged audience| StarCompliance
The European Securities and Markets Authority (ESMA) has taken a major step forward in shaping the regulatory landscape for crypto assets across the| StarCompliance
Effectively demonstrate compliance to FCA by meeting requirements set forth by the SMCR (Senior Managers and Certification Regime) in the UK.| StarCompliance
Demonstrate compliance to the Central Bank of Ireland by meeting requirements set forth in the Individual Accountability Framework regulation.| StarCompliance
With the first Consumer Duty implementation looming, find out how firms and compliance professionals can start getting prepared to meet new FCA requirements.| StarCompliance
And So Are Regulatory Expectations The Australian Securities and Investments Commission (ASIC) has released a major discussion paper highlighting the| StarCompliance
Star Compliance Crypto Under The Microscope. How FCA’s DP25/1 Sets the Stage for Stricter Compliance As part of its expanding crypto regulatory roadmap, the UK’s Financial Conduct Authority (FCA)| StarCompliance
Why does the FCA care about personal account dealing? We outline the current problems with PAD compliance & how automated software solutions can help.| StarCompliance
What is shadow trading, and how can you implement effective shadow monitoring? Take these precautionary steps to protect your firm.| StarCompliance
Aligning with FINRA’s Regulatory Priorities As financial firms navigate an evolving regulatory environment, the 2025 FINRA Annual Regulatory Oversight| StarCompliance
Andy Atkinson joined StarCompliance in 2022 and is the Head of Product Management for Star’s Accountability & Competency solutions. Andy has over 25| StarCompliance
Align Training & Competency (T&C) efforts with a program for cultural improvement. Develop the competency of your people and focus on the right areas of business through risk-based oversight.| StarCompliance
Employee personal trading compliance software assesses trade requests against a configurable rules engine, streamlining your pre-trade clearance system.| StarCompliance
Safeguard your business reputation, foster a culture of compliance, and mitigate risk with Star's comprehensive Employee Compliance software.| StarCompliance
Crypto Compliance Unchained Digital Asset Service Providers (DASPs) operate in an increasingly complex regulatory environment where compliance| StarCompliance
Star Compliance A Regulator & A Prosecutor Walk Into A Bar: Shadow Trading Unveiled. In the complex world of regulatory compliance, understanding the perspectives of both regulators and prosecutors is critical for any organization, and| StarCompliance
ESMA’s Proposed Proficiency Standards The European Securities and Markets Authority (ESMA) is rolling out new guidelines under the Markets in| StarCompliance
Examining Its Approach to Market Abuse in Crypto-Asset Markets. Regulation (EU) 2023/1114, commonly referred to as the Markets in Crypto-Assets Regulation| StarCompliance
Conflicts of interest remain one of the biggest risks in financial services—both for institutions and their employees. Quantifying the financial impact of| StarCompliance
The SEC Under the Direction of Paul Atkins As Donald Trump starts his second presidential term and Gary Gensler prepares to step down, Paul Atkins| StarCompliance
The Individual Accountability Framework (Ireland) establishes standards for employee conduct to mitigate risk and enhance trust in financial services.| StarCompliance
Schedule a demo of the STAR Platform and see how our solution can improve your compliance program.| StarCompliance
The web-based STAR application provides a fast, automated system to improve the efficiency and effectiveness of regulatory compliance processes.| StarCompliance
The leading crypto compliance solution on the market— A seamless crypto trading experience streamlines pre-trade clearance and post-trade monitoring firms need to mitigate risk.| StarCompliance
Preparing Compliance Teams for Emerging Challenges 2024 has been a year of maturation for cryptocurrency. 2021 was the boom, 2022 was the bust, 2023 was| StarCompliance
