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From:
Liberated Stock Trader
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7 Easy Steps to Perform a Broker Background Check
https://www.liberatedstocktrader.com/how-to-perform-a-broker-background-check/
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Checking a broker's or financial advisor's background before investing should not be overlooked. Performing checks with FINRA, IAPD, and the CFP board can help ensure your investments are safe and that you're working with someone trustworthy.
